Item 3.02 Unregistered Sales of Equity Securities

Upon the occurrence of the Financial Closing, the Company issued: (i) the Seller Debenture, (ii) the Tranche 1 Amended March Debentures, (iii) the Tranche 2 Amended March Debentures, (iv) the Agent Warrant, (v) the November Debentures,
(vi) the November Warrants, and (vii) the Capstone Warrant. All such issuances were made in reliance upon exemptions from registration under the Securities Act of 1933 in accordance with Section 4(2) and/or Regulation D as promulgated under the Securities Act of 1933. For a description of these equity securities, please see the November 20th 8-K.

Item 9.01 Exhibits.

Exhibit 99.1 Text of November 20th 8-K.

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