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CWSI.OB > SEC Filings for CWSI.OB > Form 8-K on 24-Sep-2008All Recent SEC Filings

Show all filings for CHINA WIND SYSTEMS, INC | Request a Trial to NEW EDGAR Online Pro

Form 8-K for CHINA WIND SYSTEMS, INC


24-Sep-2008

Regulation FD Disclosure, Financial Statements and Exhibits


Item 7.01. Regulation FD Disclosure.

On September 15, 2008, China Wind Systems, Inc., a Delaware corporation (the "Company"), provided updated earnings guidance for the fiscal year ended December 31, 2008. A copy of the press release is being filed as Exhibit 99.1 to this Form 8-K and is incorporated herein by reference in its entirety. The Company has also updated a business presentation it will present to various investors to reflect the updated guidance. A copy of the PowerPoint presentation is attached hereto as Exhibit 99.2.

On September 17, 2008, the Company announced that Barron Partners LP, the Company's lead investor, agreed to eliminate the provisions of the securities purchase agreement that provided for the delivery of shares held in escrow and a reduction in the warrant exercise price if certain levels of pre-tax income were not reached. A copy of the agreement, which is dated September 12, 2008 but was executed by Barron Partners on September 16, 2008, is provided as Exhibit 99.3 to this Form 8-K hereto. A copy of the press release announcing the waiver is being filed as Exhibit 99.4 to this Form 8-K and is incorporated herein by reference in its entirety.

In accordance with General Instruction B.2 of Form 8-K, the information in Item 7.01 of this Current Report on Form 8-K, including Exhibits 99.1, 99.2, 99.3 and 99.4 shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, and shall not be deemed to be incorporated by reference into any of the Company's filings under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date hereof and regardless of any general incorporation language in such filings, except to the extent expressly set forth by specific reference in such a filing.



Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

99.1 Press release dated September 15, 2008.
99.2 PowerPoint presentation dated September 16, 2008.
99.3 Agreement dated September 12, 2008, by and among the Company and certain Investors.
99.4 Press release dated September 17, 2008.


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